1.
How by a certain machine many may stay some time under water. And how and wherefore I do not describe my method of remaining under water and how long I can remain without eating. And I do not publish nor divulge these, by reason of the evil nature of men, who would use them for a**a**inations at the bottom of the sea by destroying ships, and sinking them, together with the men in them. Nevertheless I will impart others, which are not dangerous because the mouth of the tube through which you breathe is above the water, supported on air sacks or cork.
[Footnote: The leaf on which this pa**age is written, is headed with the words Casi 39, and most of these cases begin with the word 'Come', like the two here given, which are the 26th and 27th. 7. Sughero. In the Codex Antlanticus 377a; 1170a there is a sketch, drawn with the pen, representing a man with a tube in his mouth, and at the farther end of the tube a disk. By the tube the word 'Channa' is written, and by the disk the word 'sughero'.]
The preparation of the MSS. for publication.
2.
When you put together the science of the motions of water, remember to include under each proposition its application and use, in order that this science may not be useless.—
[Footnote: A comparatively small portion of Leonardo's notes on water-power was published at Bologna in 1828, under the title: "Del moto e misura dell'Acqua, di L. da Vinci".]
Admonition to readers.
3.
Let no man who is not a Mathematician read the elements of my work.
The disorder in the MSS.
4.
Begun at Florence, in the house of Piero di Braccio Martelli, on the 22nd day of March 1508. And this is to be a collection without order, taken from many papers which I have copied here, hoping to arrange them later each in its place, according to the subjects of which they may treat. But I believe that before I am at the end of this [task] I shall have to repeat the same things several times; for which, O reader! do not blame me, for the subjects are many and memory cannot retain them [all] and say: 'I will not write this because I wrote it before.' And if I wished to avoid falling into this fault, it would be necessary in every case when I wanted to copy [a pa**age] that, not to repeat myself, I should read over all that had gone before; and all the more since the intervals are long between one time of writing and the next.
[Footnote: 1. In the history of Florence in the early part of the XVIth century Piero di Braccio Martelli is frequently mentioned as Commissario della Signoria. He was famous for his learning and at his d**h left four books on Mathematics ready for the press; comp. LITTA, Famiglie celebri Italiane, Famiglia Martelli di Firenze.—In the Official Catalogue of MSS. in the Brit. Mus., New Series Vol. I., where this pa**age is printed, Barto has been wrongly given for Braccio.
2. addi 22 di marzo 1508. The Christian era was computed in Florence at that time from the Incarnation (Lady day, March 25th). Hence this should be 1509 by our reckoning.
3. racolto tratto di molte carte le quali io ho qui copiate. We must suppose that Leonardo means that he has copied out his own MSS. and not those of others. The first thirteen leaves of the MS. in the Brit. Mus. are a fair copy of some notes on physics.]
Suggestions for the arrangement of MSS treating of particular subjects.(5-8).
5.
Of digging a can*l. Put this in the Book of useful inventions and in proving them bring forward the propositions already proved. And this is the proper order; since if you wished to show the usefulness of any plan you would be obliged again to devise new machines to prove its utility and thus would confuse the order of the forty Books and also the order of the diagrams; that is to say you would have to mix up practice with theory, which would produce a confused and incoherent work.
6.
I am not to blame for putting forward, in the course of my work on science, any general rule derived from a previous conclusion.
7.
The Book of the science of Mechanics must precede the Book of useful inventions.—Have your books on anatomy bound! [Footnote: 4. The numerous notes on anatomy written on loose leaves and now in the Royal collection at Windsor can best be cla**ified in four Books, corresponding to the different character and size of the paper. When Leonardo speaks of 'li tua libri di notomia', he probably means the MSS. which still exist; if this hypothesis is correct the present condition of these leaves might seem to prove that he only carried out his purpose with one of the Books on anatomy. A borrowed book on Anatomy is mentioned in F.O.]
8.
The order of your book must proceed on this plan: first simple beams, then (those) supported from below, then suspended in part, then wholly [suspended]. Then beams as supporting other weights [Footnote: 4. Leonardo's notes on Mechanics are extraordinarily numerous; but, for the reasons a**igned in my introduction, they have not been included in the present work.].
General introductions to the book on Painting (9-13).
9.
INTRODUCTION.
Seeing that I can find no subject specially useful or pleasing—since the men who have come before me have taken for their own every useful or necessary theme—I must do like one who, being poor, comes last to the fair, and can find no other way of providing himself than by taking all the things already seen by other buyers, and not taken but refused by reason of their lesser value. I, then, will load my humble pack with this despised and rejected merchandise, the refuse of so many buyers; and will go about to distribute it, not indeed in great cities, but in the poorer towns, taking such a price as the wares I offer may be worth. [Footnote: It need hardly be pointed out that there is in this 'Proemio' a covert irony. In the second and third prefaces, Leonardo characterises his rivals and opponents more closely. His protest is directed against Neo-latinism as professed by most of the humanists of his time; its futility is now no longer questioned.]
10.
INTRODUCTION.
I know that many will call this useless work [Footnote: 3. questa essere opera inutile. By opera we must here understand libro di pittura and particularly the treatise on Perspective.]; and they will be those of whom Demetrius [Footnote: 4. Demetrio. "With regard to the pa**age attributed to Demetrius", Dr. H. MÜLLER STRÜBING writes, "I know not what to make of it. It is certainly not Demetrius Phalereus that is meant and it can hardly be Demetrius Poliorcetes. Who then can it be—for the name is a very common one? It may be a clerical error for Demades and the maxim is quite in the spirit of his writings I have not however been able to find any corresponding pa**age either in the 'Fragments' (C. MULLER, Orat. Att., II. 441) nor in the Supplements collected by DIETZ (Rhein. Mus., vol. 29, p. 108)."
The same pa**age occurs as a simple Memorandum in the MS. Tr. 57, apparently as a note for this 'Proemio' thus affording some data as to the time where these introductions were written.] declared that he took no more account of the wind that came out their mouth in words, than of that they expelled from their lower parts: men who desire nothing but material riches and are absolutely devoid of that of wisdom, which is the food and the only true riches of the mind. For so much more worthy as the soul is than the body, so much more noble are the possessions of the soul than those of the body. And often, when I see one of these men take this work in his hand, I wonder that he does not put it to his nose, like a monkey, or ask me if it is something good to eat.
[Footnote: In the original, the Proemio dì prospettiva cioè dell'uffitio dell'occhio (see No. 21) stands between this and the preceding one, No. 9.]
INTRODUCTION.
I am fully concious that, not being a literary man, certain presumptuous persons will think that they may reasonably blame me; alleging that I am not a man of letters. Foolish folks! do they not know that I might retort as Marius did to the Roman Patricians [Footnote 21: Come Mario disse ai patriti Romani. "I am unable to find the words here attributed by Leonardo to Marius, either in Plutarch's Life of Marius or in the Apophthegmata (Moralia, p.202). Nor do they occur in the writings of Valerius Maximus (who frequently mentions Marius) nor in Velleius Paterculus (II, 11 to 43), Dio Ca**ius, Aulus Gellius, or Macrobius. Professor E. MENDELSON of Dorpat, the editor of Herodian, a**ures me that no such pa**age is the found in that author" (communication from Dr. MULLER STRUBING). Leonardo evidently meant to allude to some well known incident in Roman history and the mention of Marius is the result probably of some confusion. We may perhaps read, for Marius, Menenius Agrippa, though in that case it is true we must alter Patriti to Plebei. The change is a serious one. but it would render the pa**age perfectly clear.] by saying: That they, who deck themselves out in the labours of others will not allow me my own. They will say that I, having no literary sk**, cannot properly express that which I desire to treat of [Footnote 26: le mie cose …. che d'altra parola. This can hardly be reconciled with Mons. RAVAISSON'S estimate of L. da Vinci's learning. "Leonard de Vinci etait un admirateur et un disciple des anciens, aussi bien dans l'art que dans la science et il tenait a pa**er pour tel meme aux yeux de la posterite." _Gaz. des Beaux arts. Oct. 1877.]; but they do not know that my subjects are to be dealt with by experience rather than by words [Footnote 28: See Footnote 26]; and [experience] has been the mistress of those who wrote well. And so, as mistress, I will cite her in all cases.
11.
Though I may not, like them, be able to quote other authors, I shall rely on that which is much greater and more worthy:—on experience, the mistress of their Masters. They go about puffed up and pompous, dressed and decorated with [the fruits], not of their own labours, but of those of others. And they will not allow me my own. They will scorn me as an inventor; but how much more might they—who are not inventors but vaunters and declaimers of the works of others—be blamed.
INTRODUCTION.
And those men who are inventors and interpreters between Nature and Man, as compared with boasters and declaimers of the works of others, must be regarded and not otherwise esteemed than as the object in front of a mirror, when compared with its image seen in the mirror. For the first is something in itself, and the other nothingness.—Folks little indebted to Nature, since it is only by chance that they wear the human form and without it I might cla** them with the herds of beasts.
12.
Many will think they may reasonably blame me by alleging that my proofs are opposed to the authority of certain men held in the highest reverence by their inexperienced judgments; not considering that my works are the issue of pure and simple experience, who is the one true mistress. These rules are sufficient to enable you to know the true from the false—and this aids men to look only for things that are possible and with due moderation—and not to wrap yourself in ignorance, a thing which can have no good result, so that in despair you would give yourself up to melancholy.
13.
Among all the studies of natural causes and reasons Light chiefly delights the beholder; and among the great features of Mathematics the certainty of its demonstrations is what preeminently (tends to) elevate the mind of the investigator. Perspective, therefore, must be preferred to all the discourses and systems of human learning. In this branch [of science] the beam of light is explained on those methods of demonstration which form the glory not so much of Mathematics as of Physics and are graced with the flowers of both [Footnote: 5. Such of Leonardo's notes on Optics or on Perspective as bear exclusively on Mathematics or Physics could not be included in the arrangement of the libro di pittura which is here presented to the reader. They are however but few.]. But its axioms being laid down at great length, I shall abridge them to a conclusive brevity, arranging them on the method both of their natural order and of mathematical demonstration; sometimes by deduction of the effects from the causes, and sometimes arguing the causes from the effects; adding also to my own conclusions some which, though not included in them, may nevertheless be inferred from them. Thus, if the Lord—who is the light of all things—vouchsafe to enlighten me, I will treat of Light; wherefore I will divide the present work into 3 Parts [Footnote: 10. In the middle ages—for instance, by ROGER BACON, by VITELLONE, with whose works Leonardo was certainly familiar, and by all the writers of the Renaissance Perspective and Optics were not regarded as distinct sciences. Perspective, indeed, is in its widest application the science of seeing. Although to Leonardo the two sciences were clearly separate, it is not so as to their names; thus we find axioms in Optics under the heading Perspective. According to this arrangement of the materials for the theoretical portion of the libro di pittura propositions in Perspective and in Optics stand side by side or occur alternately. Although this particular chapter deals only with Optics, it is not improbable that the words partirò la presente opera in 3 parti may refer to the same division into three sections which is spoken of in chapters 14 to 17.].
The plan of the book on Painting (14—17).
14.
ON THE THREE BRANCHES OF PERSPECTIVE.
There are three branches of perspective; the first deals with the reasons of the (apparent) diminution of objects as they recede from the eye, and is known as Diminishing Perspective.—The second contains the way in which colours vary as they recede from the eye. The third and last is concerned with the explanation of how the objects [in a picture] ought to be less finished in proportion as they are remote (and the names are as follows):
Linear Perspective. The Perspective of Colour. The Perspective of
Disappearance.
[Footnote: 13. From the character of the handwriting I infer that this pa**age was written before the year 1490.].
15.
ON PAINTING AND PERSPECTIVE.
The divisions of Perspective are 3, as used in drawing; of these, the first includes the diminution in size of opaque objects; the second treats of the diminution and loss of outline in such opaque objects; the third, of the diminution and loss of colour at long distances.
[Footnote: The division is here the same as in the previous chapter No. 14, and this is worthy of note when we connect it with the fact that a space of about 20 years must have intervened between the writing of the two pa**ages.]
16.
THE DISCOURSE ON PAINTING.
Perspective, as bearing on drawing, is divided into three principal sections; of which the first treats of the diminution in the size of bodies at different distances. The second part is that which treats of the diminution in colour in these objects. The third [deals with] the diminished distinctness of the forms and outlines displayed by the objects at various distances.
17.
ON THE SECTIONS OF [THE BOOK ON] PAINTING.
The first thing in painting is that the objects it represents should appear in relief, and that the grounds surrounding them at different distances shall appear within the vertical plane of the foreground of the picture by means of the 3 branches of Perspective, which are: the diminution in the distinctness of the forms of the objects, the diminution in their magnitude; and the diminution in their colour. And of these 3 cla**es of Perspective the first results from [the structure of] the eye, while the other two are caused by the atmosphere which intervenes between the eye and the objects seen by it. The second essential in painting is appropriate action and a due variety in the figures, so that the men may not all look like brothers, &c.
[Footnote: This and the two foregoing chapters must have been written in 1513 to 1516. They undoubtedly indicate the scheme which Leonardo wished to carry out in arranging his researches on Perspective as applied to Painting. This is important because it is an evidence against the supposition of H. LUDWIG and others, that Leonardo had collected his principles of Perspective in one book so early as before 1500; a Book which, according to the hypothesis, must have been lost at a very early period, or destroyed possibly, by the French (!) in 1500 (see H. LUDWIG. L. da Vinci: Das Buch van der Malerei. Vienna 1882 III, 7 and 8).]
The use of the book on Painting.
18.
These rules are of use only in correcting the figures; since every man makes some mistakes in his first compositions and he who knows them not, cannot amend them. But you, knowing your errors, will correct your works and where you find mistakes amend them, and remember never to fall into them again. But if you try to apply these rules in composition you will never make an end, and will produce confusion in your works.
These rules will enable you to have a free and sound judgment; since good judgment is born of clear understanding, and a clear understanding comes of reasons derived from sound rules, and sound rules are the issue of sound experience—the common mother of all the sciences and arts. Hence, bearing in mind the precepts of my rules, you will be able, merely by your amended judgment, to criticise and recognise every thing that is out of proportion in a work, whether in the perspective or in the figures or any thing else.
Necessity of theoretical knowledge (19. 20).
19.
OF THE MISTAKES MADE BY THOSE WHO PRACTISE WITHOUT KNOWLEDGE.
Those who are in love with practice without knowledge are like the sailor who gets into a ship without rudder or compa** and who never can be certain whether he is going. Practice must always be founded on sound theory, and to this Perspective is the guide and the gateway; and without this nothing can be done well in the matter of drawing.
20.
The painter who draws merely by practice and by eye, without any reason, is like a mirror which copies every thing placed in front of it without being conscious of their existence.
The function of the eye (21-23).
21.
INTRODUCTION TO PERSPECTIVE:—THAT IS OF THE FUNCTION OF THE EYE.
Behold here O reader! a thing concerning which we cannot trust our forefathers, the ancients, who tried to define what the Soul and Life are—which are beyond proof, whereas those things, which can at any time be clearly known and proved by experience, remained for many ages unknown or falsely understood. The eye, whose function we so certainly know by experience, has, down to my own time, been defined by an infinite number of authors as one thing; but I find, by experience, that it is quite another. [Footnote 13: Compare the note to No. 70.]
[Footnote: In section 13 we already find it indicated that the study of Perspective and of Optics is to be based on that of the functions of the eye. Leonardo also refers to the science of the eye, in his astronomical researches, for instance in MS. F 25b 'Ordine del provare la terra essere una stella: Imprima difinisce l'occhio', &c. Compare also MS. E 15b and F 60b. The principles of astronomical perspective.]
22.
Here [in the eye] forms, here colours, here the character of every part of the universe are concentrated to a point; and that point is so marvellous a thing … Oh! marvellous, O stupendous Necessity—by thy laws thou dost compel every effect to be the direct result of its cause, by the shortest path. These [indeed] are miracles;…
In so small a space it can be reproduced and rearranged in its whole expanse. Describe in your anatomy what proportion there is between the diameters of all the images in the eye and the distance from them of the crystalline lens.
23.
OF THE 10 ATTRIBUTES OF THE EYE, ALL CONCERNED IN PAINTING.
Painting is concerned with all the 10 attributes of sight; which are:—Darkness, Light, Solidity and Colour, Form and Position, Distance and Propinquity, Motion and Rest. This little work of mine will be a tissue [of the studies] of these attributes, reminding the painter of the rules and methods by which he should use his art to imitate all the works of Nature which adorn the world.
24.
ON PAINTING.
Variability of the eye.
1st. The pupil of the eye contracts, in proportion to the increase of light which is reflected in it. 2nd. The pupil of the eye expands in proportion to the diminution in the day light, or any other light, that is reflected in it. 3rd. [Footnote: 8. The subject of this third proposition we find fully discussed in MS. G. 44a.]. The eye perceives and recognises the objects of its vision with greater intensity in proportion as the pupil is more widely dilated; and this can be proved by the case of nocturnal animals, such as cats, and certain birds—as the owl and others—in which the pupil varies in a high degree from large to small, &c., when in the dark or in the light. 4th. The eye [out of doors] in an illuminated atmosphere sees darkness behind the windows of houses which [nevertheless] are light. 5th. All colours when placed in the shade appear of an equal degree of darkness, among themselves. 6th. But all colours when placed in a full light, never vary from their true and essential hue.
25.
OF THE EYE.
Focus of sight.
If the eye is required to look at an object placed too near to it, it cannot judge of it well—as happens to a man who tries to see the tip of his nose. Hence, as a general rule, Nature teaches us that an object can never be seen perfectly unless the space between it and the eye is equal, at least, to the length of the face.
Differences of perception by one eye and by both eyes (26-29).
26.
OF THE EYE.
When both eyes direct the pyramid of sight to an object, that object becomes clearly seen and comprehended by the eyes.
27.
Objects seen by one and the same eye appear sometimes large, and sometimes small.
28.
The motion of a spectator who sees an object at rest often makes it seem as though the object at rest had acquired the motion of the moving body, while the moving person appears to be at rest.
ON PAINTING.
Objects in relief, when seen from a short distance with one eye, look like a perfect picture. If you look with the eye a, b at the spot c, this point c will appear to be at d, f, and if you look at it with the eye g, h will appear to be at m. A picture can never contain in itself both aspects.
29.
Let the object in relief t be seen by both eyes; if you will look at the object with the right eye m, keeping the left eye n shut, the object will appear, or fill up the space, at a; and if you shut the right eye and open the left, the object (will occupy the) space b; and if you open both eyes, the object will no longer appear at a or b, but at e, r, f. Why will not a picture seen by both eyes produce the effect of relief, as [real] relief does when seen by both eyes; and why should a picture seen with one eye give the same effect of relief as real relief would under the same conditions of light and shade?
[Footnote: In the sketch, m is the left eye and n the right, while the text reverses this lettering. We must therefore suppose that the face in which the eyes m and n are placed is opposite to the spectator.]
30.
The comparative size of the image depends on the amount of light (30-39).
The eye will hold and retain in itself the image of a luminous body better than that of a shaded object. The reason is that the eye is in itself perfectly dark and since two things that are alike cannot be distinguished, therefore the night, and other dark objects cannot be seen or recognised by the eye. Light is totally contrary and gives more distinctness, and counteracts and differs from the usual darkness of the eye, hence it leaves the impression of its image.
31.
Every object we see will appear larger at midnight than at midday, and larger in the morning than at midday.
This happens because the pupil of the eye is much smaller at midday than at any other time.
32.
The pupil which is largest will see objects the largest. This is evident when we look at luminous bodies, and particularly at those in the sky. When the eye comes out of darkness and suddenly looks up at these bodies, they at first appear larger and then diminish; and if you were to look at those bodies through a small opening, you would see them smaller still, because a smaller part of the pupil would exercise its function.
[Footnote: 9. buso in the Lomb. dialect is the same as buco.]
33.
When the eye, coming out of darkness suddenly sees a luminous body, it will appear much larger at first sight than after long looking at it. The illuminated object will look larger and more brilliant, when seen with two eyes than with only one. A luminous object will appear smaller in size, when the eye sees it through a smaller opening. A luminous body of an oval form will appear rounder in proportion as it is farther from the eye.
34.
Why when the eye has just seen the light, does the half light look dark to it, and in the same way if it turns from the darkness the half light look very bright?
35.
ON PAINTING.
If the eye, when [out of doors] in the luminous atmosphere, sees a place in shadow, this will look very much darker than it really is. This happens only because the eye when out in the air contracts the pupil in proportion as the atmosphere reflected in it is more luminous. And the more the pupil contracts, the less luminous do the objects appear that it sees. But as soon as the eye enters into a shady place the darkness of the shadow suddenly seems to diminish. This occurs because the greater the darkness into which the pupil goes the more its size increases, and this increase makes the darkness seem less.
[Footnote 14: La luce entrerà. Luce occurs here in the sense of pupil of the eye as in no 51: C. A. 84b; 245a; I—5; and in many other places.]
36.
ON PERSPECTIVE.
The eye which turns from a white object in the light of the sun and goes into a less fully lighted place will see everything as dark. And this happens either because the pupils of the eyes which have rested on this brilliantly lighted white object have contracted so much that, given at first a certain extent of surface, they will have lost more than 3/4 of their size; and, lacking in size, they are also deficient in [seeing] power. Though you might say to me: A little bird (then) coming down would see comparatively little, and from the smallness of his pupils the white might seem black! To this I should reply that here we must have regard to the proportion of the ma** of that portion of the brain which is given up to the sense of sight and to nothing else. Or—to return—this pupil in Man dilates and contracts according to the brightness or darkness of (surrounding) objects; and since it takes some time to dilate and contract, it cannot see immediately on going out of the light and into the shade, nor, in the same way, out of the shade into the light, and this very thing has already deceived me in painting an eye, and from that I learnt it.
37.
Experiment [showing] the dilatation and contraction of the pupil, from the motion of the sun and other luminaries. In proportion as the sky is darker the stars appear of larger size, and if you were to light up the medium these stars would look smaller; and this difference arises solely from the pupil which dilates and contracts with the amount of light in the medium which is interposed between the eye and the luminous body. Let the experiment be made, by placing a candle above your head at the same time that you look at a star; then gradually lower the candle till it is on a level with the ray that comes from the star to the eye, and then you will see the star diminish so much that you will almost lose sight of it.
[Footnote: No reference is made in the text to the letters on the accompanying diagram.]
38.
The pupil of the eye, in the open air, changes in size with every degree of motion from the sun; and at every degree of its changes one and the same object seen by it will appear of a different size; although most frequently the relative scale of surrounding objects does not allow us to detect these variations in any single object we may look at.
39.
The eye—which sees all objects reversed—retains the images for some time. This conclusion is proved by the results; because, the eye having gazed at light retains some impression of it. After looking (at it) there remain in the eye images of intense brightness, that make any less brilliant spot seem dark until the eye has lost the last trace of the impression of the stronger light.
_II.
Linear Perspective.
We see clearly from the concluding sentence of section 49, where the author directly addresses the painter, that he must certainly have intended to include the elements of mathematics in his Book on the art of Painting. They are therefore here placed at the beginning. In section 50 the theory of the "Pyramid of Sight" is distinctly and expressly put forward as the fundamental principle of linear perspective, and sections 52 to 57 treat of it fully. This theory of sight can scarcely be traced to any author of antiquity. Such pa**ages as occur in Euclid for instance, may, it is true, have proved suggestive to the painters of the Renaissance, but it would be rash to say any thing decisive on this point.
Leon Battista Alberti treats of the "Pyramid of Sight" at some length in his first Book of Painting; but his explanation differs widely from Leonardo's in the details. Leonardo, like Alberti, may have borrowed the broad lines of his theory from some views commonly accepted among painters at the time; but he certainly worked out its application in a perfectly original manner.
The axioms as to the perception of the pyramid of rays are followed by explanations of its origin, and proofs of its universal application (58—69). The author recurs to the subject with endless variations; it is evidently of fundamental importance in his artistic theory and practice. It is unnecessary to discuss how far this theory has any scientific value at the present day; so much as this, at any rate, seems certain: that from the artist's point of view it may still claim to be of immense practical utility.
According to Leonardo, on one hand, the laws of perspective are an inalienable condition of the existence of objects in space; on the other hand, by a natural law, the eye, whatever it sees and wherever it turns, is subjected to the perception of the pyramid of rays in the form of a minute target. Thus it sees objects in perspective independently of the will of the spectator, since the eye receives the images by means of the pyramid of rays "just as a magnet attracts iron".
In connection with this we have the function of the eye explained by the Camera obscura, and this is all the more interesting and important because no writer previous to Leonardo had treated of this subject_ (70—73). Subsequent pa**ages, of no less special interest, betray his knowledge of refraction and of the inversion of the image in the camera and in the eye (74—82).
From the principle of the transmission of the image to the eye and to the camera obscura he deduces the means of producing an artificial construction of the pyramid of rays or—which is the same thing—of the image. The fundamental axioms as to the angle of sight and the vanishing point are thus presented in a manner which is as complete as it is simple and intelligible (86—89).
Leonardo distinguishes between simple and complex perspective (90, 91). The last sections treat of the apparent size of objects at various distances and of the way to estimate it (92—109).
General remarks on perspective (40-41).
40.
ON PAINTING.
Perspective is the best guide to the art of Painting.
[Footnote: 40. Compare 53, 2.]
41.
The art of perspective is of such a nature as to make what is flat appear in relief and what is in relief flat.
The elements of perspective—Of the Point (42-46).
42.
All the problems of perspective are made clear by the five terms of mathematicians, which are:—the point, the line, the angle, the superficies and the solid. The point is unique of its kind. And the point has neither height, breadth, length, nor depth, whence it is to be regarded as indivisible and as having no dimensions in space. The line is of three kinds, straight, curved and sinuous and it has neither breadth, height, nor depth. Hence it is indivisible, excepting in its length, and its ends are two points. The angle is the junction of two lines in a point.
43.
A point is not part of a line.
44.
OF THE NATURAL POINT.
The smallest natural point is larger than all mathematical points, and this is proved because the natural point has continuity, and any thing that is continuous is infinitely divisible; but the mathematical point is indivisible because it has no size.
[Footnote: This definition was inserted by Leonardo on a MS. copy on parchment of the well-known "Trattato d'Architettura civile e militare" &c. by FRANCESCO DI GIORGIO; opposite a pa**age where the author says: _'In prima he da sapere che punto è quella parie della quale he nulla—Linia he luncheza senza àpieza; &c.]
45.
1, The superficies is a limitation of the body. 2, and the limitation of a body is no part of that body. 4, and the limitation of one body is that which begins another. 3, that which is not part of any body is nothing. Nothing is that which fills no space.
If one single point placed in a circle may be the starting point of an infinite number of lines, and the termination of an infinite number of lines, there must be an infinite number of points separable from this point, and these when reunited become one again; whence it follows that the part may be equal to the whole.
46.
The point, being indivisible, occupies no space. That which occupies no space is nothing. The limiting surface of one thing is the beginning of another. 2. That which is no part of any body is called nothing. 1. That which has no limitations, has no form. The limitations of two conterminous bodies are interchangeably the surface of each. All the surfaces of a body are not parts of that body.
Of the line (47-48).
47.
DEFINITION OF THE NATURE OF THE LINE.
The line has in itself neither matter nor substance and may rather be called an imaginary idea than a real object; and this being its nature it occupies no space. Therefore an infinite number of lines may be conceived of as intersecting each other at a point, which has no dimensions and is only of the thickness (if thickness it may be called) of one single line.
HOW WE MAY CONCLUDE THAT A SUPERFICIES TERMINATES IN A POINT?
An angular surface is reduced to a point where it terminates in an angle. Or, if the sides of that angle are produced in a straight line, then—beyond that angle—another surface is generated, smaller, or equal to, or larger than the first.
48.
OF DRAWING OUTLINE.
Consider with the greatest care the form of the outlines of every object, and the character of their undulations. And these undulations must be separately studied, as to whether the curves are composed of arched convexities or angular concavities.
49.
The nature of the outline.
The boundaries of bodies are the least of all things. The proposition is proved to be true, because the boundary of a thing is a surface, which is not part of the body contained within that surface; nor is it part of the air surrounding that body, but is the medium interposted between the air and the body, as is proved in its place. But the lateral boundaries of these bodies is the line forming the boundary of the surface, which line is of invisible thickness. Wherefore O painter! do not surround your bodies with lines, and above all when representing objects smaller than nature; for not only will their external outlines become indistinct, but their parts will be invisible from distance.
50.
Definition of Perspective.
[Drawing is based upon perspective, which is nothing else than a thorough knowledge of the function of the eye. And this function simply consists in receiving in a pyramid the forms and colours of all the objects placed before it. I say in a pyramid, because there is no object so small that it will not be larger than the spot where these pyramids are received into the eye. Therefore, if you extend the lines from the edges of each body as they converge you will bring them to a single point, and necessarily the said lines must form a pyramid.]
[Perspective is nothing more than a rational demonstration applied to the consideration of how objects in front of the eye transmit their image to it, by means of a pyramid of lines. The Pyramid is the name I apply to the lines which, starting from the surface and edges of each object, converge from a distance and meet in a single point.]
[Perspective is a rational demonstration, by which we may practically and clearly understand how objects transmit their own image, by lines forming a Pyramid (centred) in the eye.]
Perspective is a rational demonstration by which experience confirms that every object sends its image to the eye by a pyramid of lines; and bodies of equal size will result in a pyramid of larger or smaller size, according to the difference in their distance, one from the other. By a pyramid of lines I mean those which start from the surface and edges of bodies, and, converging from a distance meet in a single point. A point is said to be that which [having no dimensions] cannot be divided, and this point placed in the eye receives all the points of the cone.
[Footnote: 50. 1-5. Compare with this the Proem. No. 21. The paragraphs placed in brackets: lines 1-9, 10-14, and 17—20, are evidently mere sketches and, as such, were cancelled by the writer; but they serve as a commentary on the final paragraph, lines 22-29.]
51.
IN WHAT WAY THE EYE SEES OBJECTS PLACED IN FRONT OF IT.
The perception of the object depends on the direction of the eye.
Supposing that the ball figured above is the ball of the eye and let the small portion of the ball which is cut off by the line s t be the pupil and all the objects mirrored on the centre of the face of the eye, by means of the pupil, pa** on at once and enter the pupil, pa**ing through the crystalline humour, which does not interfere in the pupil with the things seen by means of the light. And the pupil having received the objects, by means of the light, immediately refers them and transmits them to the intellect by the line a b. And you must know that the pupil transmits nothing perfectly to the intellect or common sense excepting when the objects presented to it by means of light, reach it by the line a b; as, for instance, by the line b c. For although the lines m n and f g may be seen by the pupil they are not perfectly taken in, because they do not coincide with the line a b. And the proof is this: If the eye, shown above, wants to count the letters placed in front, the eye will be obliged to turn from letter to letter, because it cannot discern them unless they lie in the line a b; as, for instance, in the line a c. All visible objects reach the eye by the lines of a pyramid, and the point of the pyramid is the apex and centre of it, in the centre of the pupil, as figured above.
[Footnote: 51. In this problem the eye is conceived of as fixed and immovable; this is plain from line 11.]
Experimental proof of the existence of the pyramid of sight (52-55).
52.
Perspective is a rational demonstration, confirmed by experience, that all objects transmit their image to the eye by a pyramid of lines.
By a pyramid of lines I understand those lines which start from the edges of the surface of bodies, and converging from a distance, meet in a single point; and this point, in the present instance, I will show to be situated in the eye which is the universal judge of all objects. By a point I mean that which cannot be divided into parts; therefore this point, which is situated in the eye, being indivisible, no body is seen by the eye, that is not larger than this point. This being the case it is inevitable that the lines which come from the object to the point must form a pyramid. And if any man seeks to prove that the sense of sight does not reside in this point, but rather in the black spot which is visible in the middle of the pupil, I might reply to him that a small object could never diminish at any distance, as it might be a grain of millet or of oats or of some similar thing, and that object, if it were larger than the said [black] spot would never be seen as a whole; as may be seen in the diagram below. Let a. be the seat of sight, b e the lines which reach the eye. Let e d be the grains of millet within these lines. You plainly see that these will never diminish by distance, and that the body m n could not be entirely covered by it. Therefore you must confess that the eye contains within itself one single indivisible point a, to which all the points converge of the pyramid of lines starting from an object, as is shown below. Let a. b. be the eye; in the centre of it is the point above mentioned. If the line e f is to enter as an image into so small an opening in the eye, you must confess that the smaller object cannot enter into what is smaller than itself unless it is diminished, and by diminishing it must take the form of a pyramid.
53.
PERSPECTIVE.
Perspective comes in where judgment fails [as to the distance] in objects which diminish. The eye can never be a true judge for determining with exactitude how near one object is to another which is equal to it [in size], if the top of that other is on the level of the eye which sees them on that side, excepting by means of the vertical plane which is the standard and guide of perspective. Let n be the eye, e f the vertical plane above mentioned. Let a b c d be the three divisions, one below the other; if the lines a n and c n are of a given length and the eye n is in the centre, then a b will look as large as b c. c d is lower and farther off from n, therefore it will look smaller. And the same effect will appear in the three divisions of a face when the eye of the painter who is drawing it is on a level with the eye of the person he is painting.
54.
TO PROVE HOW OBJECTS REACH THE EYE.
If you look at the sun or some other luminous body and then shut your eyes you will see it again inside your eye for a long time. This is evidence that images enter into the eye.
The relations of the distance points to the vanishing point (55-56).
55.
ELEMENTS OF PERSPECTIVE.
All objects transmit their image to the eye in pyramids, and the nearer to the eye these pyramids are intersected the smaller will the image appear of the objects which cause them. Therefore, you may intersect the pyramid with a vertical plane [Footnote 4: Pariete. Compare the definitions in 85, 2-5, 6-27. These lines refer exclusively to the third diagram. For the better understanding of this it should be observed that c s must be regarded as representing the section or profile of a square plane, placed horizontally (comp. lines 11, 14, 17) for which the word pianura is subsequently employed (20, 22). Lines 6-13 contain certain preliminary observations to guide the reader in understanding the diagram; the last three seem to have been added as a supplement. Leonardo's mistake in writing t denota (line 6) for f denota has been rectified.] which reaches the base of the pyramid as is shown in the plane a n.
The eye f and the eye t are one and the same thing; but the eye f marks the distance, that is to say how far you are standing from the object; and the eye t shows you the direction of it; that is whether you are opposite, or on one side, or at an angle to the object you are looking at. And remember that the eye f and the eye t must always be kept on the same level. For example if you raise or lower the eye from the distance point f you must do the same with the direction point t. And if the point f shows how far the eye is distant from the square plane but does not show on which side it is placed—and, if in the same way, the point t show s the direction and not the distance, in order to ascertain both you must use both points and they will be one and the same thing. If the eye f could see a perfect square of which all the sides were equal to the distance between s and c, and if at the nearest end of the side towards the eye a pole were placed, or some other straight object, set up by a perpendicular line as shown at r s—then, I say, that if you were to look at the side of the square that is nearest to you it will appear at the bottom of the vertical plane r s, and then look at the farther side and it would appear to you at the height of the point n on the vertical plane. Thus, by this example, you can understand that if the eye is above a number of objects all placed on the same level, one beyond another, the more remote they are the higher they will seem, up to the level of the eye, but no higher; because objects placed upon the level on which your feet stand, so long as it is flat—even if it be extended into infinity—would never be seen above the eye; since the eye has in itself the point towards which all the cones tend and converge which convey the images of the objects to the eye. And this point always coincides with the point of diminution which is the extreme of all we can see. And from the base line of the first pyramid as far as the diminishing point
[Footnote: The two diagrams above the chapter are explained by the first five lines. They have, however, more letters than are referred to in the text, a circumstance we frequently find occasion to remark.]
56.
there are only bases without pyramids which constantly diminish up to this point. And from the first base where the vertical plane is placed towards the point in the eye there will be only pyramids without bases; as shown in the example given above. Now, let a b be the said vertical plane and r the point of the pyramid terminating in the eye, and n the point of diminution which is always in a straight line opposite the eye and always moves as the eye moves—just as when a rod is moved its shadow moves, and moves with it, precisely as the shadow moves with a body. And each point is the apex of a pyramid, all having a common base with the intervening vertical plane. But although their bases are equal their angles are not equal, because the diminishing point is the termination of a smaller angle than that of the eye. If you ask me: "By what practical experience can you show me these points?" I reply—so far as concerns the diminishing point which moves with you —when you walk by a ploughed field look at the straight furrows which come down with their ends to the path where you are walking, and you will see that each pair of furrows will look as though they tried to get nearer and meet at the [farther] end.
[Footnote: For the easier understanding of the diagram and of its connection with the preceding I may here remark that the square plane shown above in profile by the line c s is here indicated by e d o p. According to lines 1, 3 a b must be imagined as a plane of gla** placed perpendicularly at o p.]
57.
How to measure the pyramid of vision.
As regards the point in the eye; it is made more intelligible by this: If you look into the eye of another person you will see your own image. Now imagine 2 lines starting from your ears and going to the ears of that image which you see in the other man's eye; you will understand that these lines converge in such a way that they would meet in a point a little way beyond your own image mirrored in the eye. And if you want to measure the diminution of the pyramid in the air which occupies the space between the object seen and the eye, you must do it according to the diagram figured below. Let m n be a tower, and e f a, rod, which you must move backwards and forwards till its ends correspond with those of the tower [Footnote 9: I sua stremi .. della storre (its ends … of the tower) this is the case at e f.]; then bring it nearer to the eye, at c d and you will see that the image of the tower seems smaller, as at r o. Then [again] bring it closer to the eye and you will see the rod project far beyond the image of the tower from a to b and from t to b, and so you will discern that, a little farther within, the lines must converge in a point.
The Production of pyramid of Vision (58-60).
58.
PERSPECTIVE.
The instant the atmosphere is illuminated it will be filled with an infinite number of images which are produced by the various bodies and colours a**embled in it. And the eye is the target, a loadstone, of these images.
59.
The whole surface of opaque bodies displays its whole image in all the illuminated atmosphere which surrounds them on all sides.
60.
That the atmosphere attracts to itself, like a loadstone, all the images of the objects that exist in it, and not their forms merely but their nature may be clearly seen by the sun, which is a hot and luminous body. All the atmosphere, which is the all-pervading matter, absorbs light and heat, and reflects in itself the image of the source of that heat and splendour and, in each minutest portion, does the same. The Northpole does the same as the loadstone shows; and the moon and the other planets, without suffering any diminution, do the same. Among terrestrial things musk does the same and other perfumes.
61.
All bodies together, and each by itself, give off to the surrounding air an infinite number of images which are all-pervading and each complete, each conveying the nature, colour and form of the body which produces it.
It can clearly be shown that all bodies are, by their images, all-pervading in the surrounding atmosphere, and each complete in itself as to substance form and colour; this is seen by the images of the various bodies which are reproduced in one single perforation through which they transmit the objects by lines which intersect and cause reversed pyramids, from the objects, so that they are upside down on the dark plane where they are first reflected. The reason of this is—
[Footnote: The diagram intended to illustrate the statement (Pl. II No. i) occurs in the original between lines 3 and 4. The three circles must be understood to represent three luminous bodies which transmit their images through perforations in a wall into a dark chamber, according to a law which is more fully explained in 75?81. So far as concerns the present pa**age the diagram is only intended to explain that the images of the three bodies may be made to coalesce at any given spot. In the circles are written, giallo—yellow, biàcho—white, rosso—red.
The text breaks off at line 8. The paragraph No.40 follows here in the original MS.]
62.
Every point is the termination of an infinite number of lines, which diverge to form a base, and immediately, from the base the same lines converge to a pyramid [imaging] both the colour and form. No sooner is a form created or compounded than suddenly infinite lines and angles are produced from it; and these lines, distributing themselves and intersecting each other in the air, give rise to an infinite number of angles opposite to each other. Given a base, each opposite angle, will form a triangle having a form and proportion equal to the larger angle; and if the base goes twice into each of the 2 lines of the pyramid the smaller triangle will do the same.
63.
Every body in light and shade fills the surrounding air with infinite images of itself; and these, by infinite pyramids diffused in the air, represent this body throughout space and on every side. Each pyramid that is composed of a long a**emblage of rays includes within itself an infinite number of pyramids and each has the same power as all, and all as each. A circle of equidistant pyramids of vision will give to their object angles of equal size; and an eye at each point will see the object of the same size. The body of the atmosphere is full of infinite pyramids composed of radiating straight lines, which are produced from the surface of the bodies in light and shade, existing in the air; and the farther they are from the object which produces them the more acute they become and although in their distribution they intersect and cross they never mingle together, but pa** through all the surrounding air, independently converging, spreading, and diffused. And they are all of equal power [and value]; all equal to each, and each equal to all. By these the images of objects are transmitted through all space and in every direction, and each pyramid, in itself, includes, in each minutest part, the whole form of the body causing it.
64.
The body of the atmosphere is full of infinite radiating pyramids produced by the objects existing in it. These intersect and cross each other with independent convergence without interfering with each other and pa** through all the surrounding atmosphere; and are of equal force and value—all being equal to each, each to all. And by means of these, images of the body are transmitted everywhere and on all sides, and each receives in itself every minutest portion of the object that produces it.
Proof by experiment (65-66).
65.
PERSPECTIVE.
The air is filled with endless images of the objects distributed in it; and all are represented in all, and all in one, and all in each, whence it happens that if two mirrors are placed in such a manner as to face each other exactly, the first will be reflected in the second and the second in the first. The first being reflected in the second takes to it the image of itself with all the images represented in it, among which is the image of the second mirror, and so, image within image, they go on to infinity in such a manner as that each mirror has within it a mirror, each smaller than the last and one inside the other. Thus, by this example, it is clearly proved that every object sends its image to every spot whence the object itself can be seen; and the converse: That the same object may receive in itself all the images of the objects that are in front of it. Hence the eye transmits through the atmosphere its own image to all the objects that are in front of it and receives them into itself, that is to say on its surface, whence they are taken in by the common sense, which considers them and if they are pleasing commits them to the memory. Whence I am of opinion: That the invisible images in the eyes are produced towards the object, as the image of the object to the eye. That the images of the objects must be disseminated through the air. An instance may be seen in several mirrors placed in a circle, which will reflect each other endlessly. When one has reached the other it is returned to the object that produced it, and thence—being diminished—it is returned again to the object and then comes back once more, and this happens endlessly. If you put a light between two flat mirrors with a distance of 1 braccio between them you will see in each of them an infinite number of lights, one smaller than another, to the last. If at night you put a light between the walls of a room, all the parts of that wall will be tinted with the image of that light. And they will receive the light and the light will fall on them, mutually, that is to say, when there is no obstacle to interrupt the transmission of the images. This same example is seen in a greater degree in the distribution of the solar rays which all together, and each by itself, convey to the object the image of the body which causes it. That each body by itself alone fills with its images the atmosphere around it, and that the same air is able, at the same time, to receive the images of the endless other objects which are in it, this is clearly proved by these examples. And every object is everywhere visible in the whole of the atmosphere, and the whole in every smallest part of it; and all the objects in the whole, and all in each smallest part; each in all and all in every part.
66.
The images of objects are all diffused through the atmosphere which receives them; and all on every side in it. To prove this, let a c e be objects of which the images are admitted to a dark chamber by the small holes n p and thrown upon the plane f i opposite to these holes. As many images will be produced in the chamber on the plane as the number of the said holes.
67.
General conclusions.
All objects project their whole image and likeness, diffused and mingled in the whole of the atmosphere, opposite to themselves. The image of every point of the bodily surface, exists in every part of the atmosphere. All the images of the objects are in every part of the atmosphere. The whole, and each part of the image of the atmosphere is [reflected] in each point of the surface of the bodies presented to it. Therefore both the part and the whole of the images of the objects exist, both in the whole and in the parts of the surface of these visible bodies. Whence we may evidently say that the image of each object exists, as a whole and in every part, in each part and in the whole interchangeably in every existing body. As is seen in two mirrors placed opposite to each other.
68.
That the contrary is impossible.
It is impossible that the eye should project from itself, by visual rays, the visual virtue, since, as soon as it opens, that front portion [of the eye] which would give rise to this emanation would have to go forth to the object and this it could not do without time. And this being so, it could not travel so high as the sun in a month's time when the eye wanted to see it. And if it could reach the sun it would necessarily follow that it should perpetually remain in a continuous line from the eye to the sun and should always diverge in such a way as to form between the sun and the eye the base and the apex of a pyramid. This being the case, if the eye consisted of a million worlds, it would not prevent its being consumed in the projection of its virtue; and if this virtue would have to travel through the air as perfumes do, the winds would bent it and carry it into another place. But we do [in fact] see the ma** of the sun with the same rapidity as [an object] at the distance of a braccio, and the power of sight is not disturbed by the blowing of the winds nor by any other accident.
[Footnote: The view here refuted by Leonardo was maintained among others by Bramantino, Leonardo's Milanese contemporary. LOMAZZO writes as follows in his Trattato dell' Arte della pittura &c. (Milano 1584. Libr. V cp. XXI): Sovviemmi di aver già letto in certi scritti alcune cose di Bramantino milanese, celebratissimo pittore, attenente alla prospettiva, le quali ho voluto riferire, e quasi intessere in questo luogo, affinchè sappiamo qual fosse l'opinione di cosi chiaro e famoso pittore intorno alla prospettiva . . Scrive Bramantino che la prospettiva è una cosa che contrafà il naturale, e che ciò si fa in tre modi
Circa il primo modo che si fa con ragione, per essere la cosa in poche parole conclusa da Bramantino in maniera che giudico non potersi dir meglio, contenendovi si tutta Parte del principio al fine, io riferirò per appunto le proprie parole sue (cp. XXII, Prima prospettiva di Bramantino). La prima prospettiva fa le cose di punto, e l'altra non mai, e la terza più appresso. Adunque la prima si dimanda prospettiva, cioè ragione, la quale fa l'effetto dell' occhio, facendo crescere e calare secondo gli effetti degli occhi. Questo crescere e calare non procede della cosa propria, che in se per esser lontana, ovvero vicina, per quello effetto non può crescere e sminuire, ma procede dagli effetti degli occhi, i quali sono piccioli, e perciò volendo vedere tanto gran cosa_, bisogna che mandino fuora la virtù visiva, la quale si dilata in tanta larghezza, che piglia tutto quello che vuoi vedere, ed arrivando a quella cosa la vede dove è: e da lei agli occhi per quello circuito fino all' occhio, e tutto quello termine è pieno di quella cosa.
It is worthy of note that Leonardo had made his memorandum refuting this view, at Milan in 1492]
69.
A parallel case.
Just as a stone flung into the water becomes the centre and cause of many circles, and as sound diffuses itself in circles in the air: so any object, placed in the luminous atmosphere, diffuses itself in circles, and fills the surrounding air with infinite images of itself. And is repeated, the whole every-where, and the whole in every smallest part. This can be proved by experiment, since if you shut a window that faces west and make a hole [Footnote: 6. Here the text breaks off.] . .
[Footnote: Compare LIBRI, Histoire des sciences mathématiques en
Italie. Tome III, p. 43.]
The function of the eye as explained by the camera obscura (70. 71).
70.
If the object in front of the eye sends its image to the eye, the eye, on the other hand, sends its image to the object, and no portion whatever of the object is lost in the images it throws off, for any reason either in the eye or the object. Therefore we may rather believe it to be the nature and potency of our luminous atmosphere which absorbs the images of the objects existing in it, than the nature of the objects, to send their images through the air. If the object opposite to the eye were to send its image to the eye, the eye would have to do the same to the object, whence it might seem that these images were an emanation. But, if so, it would be necessary [to admit] that every object became rapidly smaller; because each object appears by its images in the surrounding atmosphere. That is: the whole object in the whole atmosphere, and in each part; and all the objects in the whole atmosphere and all of them in each part; speaking of that atmosphere which is able to contain in itself the straight and radiating lines of the images projected by the objects. From this it seems necessary to admit that it is in the nature of the atmosphere, which subsists between the objects, and which attracts the images of things to itself like a loadstone, being placed between them.
PROVE HOW ALL OBJECTS, PLACED IN ONE POSITION, ARE ALL EVERYWHERE AND ALL IN EACH PART.
I say that if the front of a building—or any open piazza or field—which is illuminated by the sun has a dwelling opposite to it, and if, in the front which does not face the sun, you make a small round hole, all the illuminated objects will project their images through that hole and be visible inside the dwelling on the opposite wall which may be made white; and there, in fact, they will be upside down, and if you make similar openings in several places in the same wall you will have the same result from each. Hence the images of the illuminated objects are all everywhere on this wall and all in each minutest part of it. The reason, as we clearly know, is that this hole must admit some light to the said dwelling, and the light admitted by it is derived from one or many luminous bodies. If these bodies are of various colours and shapes the rays forming the images are of various colours and shapes, and so will the representations be on the wall.
[Footnote: 70. 15—23. This section has already been published in the "Saggio delle Opere di Leonardo da Vinci" Milan 1872, pp. 13, 14. G. Govi observes upon it, that Leonardo is not to be regarded as the inventor of the Camera obscura, but that he was the first to explain by it the structure of the eye. An account of the Camera obscura first occurs in CESARE CESARINI's Italian version of Vitruvius, pub. 1523, four years after Leonardo's d**h. Cesarini expressly names Benedettino Don Papnutio as the inventor of the Camera obscura. In his explanation of the function of the eye by a comparison with the Camera obscura Leonardo was the precursor of G. CARDANO, Professor of Medicine at Bologna (died 1576) and it appears highly probable that this is, in fact, the very discovery which Leonardo ascribes to himself in section 21 without giving any further details.]
71.
HOW THE IMAGES OF OBJECTS RECEIVED BY THE EYE INTERSECT WITHIN THE CRYSTALLINE HUMOUR OF THE EYE.
An experiment, showing how objects transmit their images or pictures, intersecting within the eye in the crystalline humour, is seen when by some small round hole penetrate the images of illuminated objects into a very dark chamber. Then, receive these images on a white paper placed within this dark room and rather near to the hole and you will see all the objects on the paper in their proper forms and colours, but much smaller; and they will be upside down by reason of that very intersection. These images being transmitted from a place illuminated by the sun will seem actually painted on this paper which must be extremely thin and looked at from behind. And let the little perforation be made in a very thin plate of iron. Let a b e d e be the object illuminated by the sun and o r the front of the dark chamber in which is the said hole at n m. Let s t be the sheet of paper intercepting the rays of the images of these objects upside down, because the rays being straight, a on the right hand becomes k on the left, and e on the left becomes f on the right; and the same takes place inside the pupil.
[Footnote: This chapter is already known through a translation into French by VENTURI. Compare his 'Essai sur les ouvrages physico-mathématiques de L. da Vinci avec des fragments tirés de ses Man*scrits, apportés de l'Italie. Lu a la premiere cla**e de l'Institut national des Sciences et Arts.' Paris, An V (1797).]
The practice of perspective (72. 73).
72.
In the practice of perspective the same rules apply to light and to the eye.
73.
The object which is opposite to the pupil of the eye is seen by that pupil and that which is opposite to the eye is seen by the pupil.
Refraction of the rays falling upon the eye (74. 75)
74.
The lines sent forth by the image of an object to the eye do not reach the point within the eye in straight lines.
75.
If the judgment of the eye is situated within it, the straight lines of the images are refracted on its surface because they pa** through the rarer to the denser medium. If, when you are under water, you look at objects in the air you will see them out of their true place; and the same with objects under water seen from the air.
The intersection of the rays (76-82).
76.
The inversion of the images.
All the images of objects which pa** through a window [gla** pane] from the free outer air to the air confined within walls, are seen on the opposite side; and an object which moves in the outer air from east to west will seem in its shadow, on the wall which is lighted by this confined air, to have an opposite motion.
77.
THE PRINCIPLE ON WHICH THE IMAGES OF BODIES PASS IN BETWEEN THE MARGINS OF THE OPENINGS BY WHICH THEY ENTER.
What difference is there in the way in which images pa** through narrow openings and through large openings, or in those which pa** by the sides of shaded bodies? By moving the edges of the opening through which the images are admitted, the images of immovable objects are made to move. And this happens, as is shown in the 9th which demonstrates: [Footnote 11: per la 9a che dicie. When Leonardo refers thus to a number it serves to indicate marginal diagrams; this can in some instances be distinctly proved. The ninth sketch on the page W. L. 145 b corresponds to the middle sketch of the three reproduced.] the images of any object are all everywhere, and all in each part of the surrounding air. It follows that if one of the edges of the hole by which the images are admitted to a dark chamber is moved it cuts off those rays of the image that were in contact with it and gets nearer to other rays which previously were remote from it &c.
OF THE MOVEMENT OF THE EDGE AT THE RIGHT OR LEFT, OR THE UPPER, OR LOWER EDGE.
If you move the right side of the opening the image on the left will move [being that] of the object which entered on the right side of the opening; and the same result will happen with all the other sides of the opening. This can be proved by the 2nd of this which shows: all the rays which convey the images of objects through the air are straight lines. Hence, if the images of very large bodies have to pa** through very small holes, and beyond these holes recover their large size, the lines must necessarily intersect.
[Footnote: 77. 2. In the first of the three diagrams Leonardo had drawn only one of the two margins, et m.]
78.
Necessity has provided that all the images of objects in front of the eye shall intersect in two places. One of these intersections is in the pupil, the other in the crystalline lens; and if this were not the case the eye could not see so great a number of objects as it does. This can be proved, since all the lines which intersect do so in a point. Because nothing is seen of objects excepting their surface; and their edges are lines, in contradistinction to the definition of a surface. And each minute part of a line is equal to a point; for smallest is said of that than which nothing can be smaller, and this definition is equivalent to the definition of the point. Hence it is possible for the whole circumference of a circle to transmit its image to the point of intersection, as is shown in the 4th of this which shows: all the smallest parts of the images cross each other without interfering with each other. These demonstrations are to illustrate the eye. No image, even of the smallest object, enters the eye without being turned upside down; but as it penetrates into the crystalline lens it is once more reversed and thus the image is restored to the same position within the eye as that of the object outside the eye.
79.
OF THE CENTRAL LINE OF THE EYE.
Only one line of the image, of all those that reach the visual virtue, has no intersection; and this has no sensible dimensions because it is a mathematical line which originates from a mathematical point, which has no dimensions.
According to my adversary, necessity requires that the central line of every image that enters by small and narrow openings into a dark chamber shall be turned upside down, together with the images of the bodies that surround it.
80.
AS TO WHETHER THE CENTRAL LINE OF THE IMAGE CAN BE INTERSECTED, OR NOT, WITHIN THE OPENING.
It is impossible that the line should intersect itself; that is, that its right should cross over to its left side, and so, its left side become its right side. Because such an intersection demands two lines, one from each side; for there can be no motion from right to left or from left to right in itself without such extension and thickness as admit of such motion. And if there is extension it is no longer a line but a surface, and we are investigating the properties of a line, and not of a surface. And as the line, having no centre of thickness cannot be divided, we must conclude that the line can have no sides to intersect each other. This is proved by the movement of the line a f to a b and of the line e b to e f, which are the sides of the surface a f e b. But if you move the line a b and the line e f, with the frontends a e, to the spot c, you will have moved the opposite ends f b towards each other at the point d. And from the two lines you will have drawn the straight line c d which cuts the middle of the intersection of these two lines at the point n without any intersection. For, you imagine these two lines as having breadth, it is evident that by this motion the first will entirely cover the other—being equal with it—without any intersection, in the position c d. And this is sufficient to prove our proposition.
81.
HOW THE INNUMERABLE RAYS FROM INNUMERABLE IMAGES CAN CONVERGE TO A POINT.
Just as all lines can meet at a point without interfering with each other—being without breadth or thickness—in the same way all the images of surfaces can meet there; and as each given point faces the object opposite to it and each object faces an opposite point, the converging rays of the image can pa** through the point and diverge again beyond it to reproduce and re-magnify the real size of that image. But their impressions will appear reversed—as is shown in the first, above; where it is said that every image intersects as it enters the narrow openings made in a very thin substance.
Read the marginal text on the other side.
In proportion as the opening is smaller than the shaded body, so much less will the images transmitted through this opening intersect each other. The sides of images which pa** through openings into a dark room intersect at a point which is nearer to the opening in proportion as the opening is narrower. To prove this let a b be an object in light and shade which sends not its shadow but the image of its darkened form through the opening d e which is as wide as this shaded body; and its sides a b, being straight lines (as has been proved) must intersect between the shaded object and the opening; but nearer to the opening in proportion as it is smaller than the object in shade. As is shown, on your right hand and your left hand, in the two diagrams a b c n m o where, the right opening d e, being equal in width to the shaded object a b, the intersection of the sides of the said shaded object occurs half way between the opening and the shaded object at the point c. But this cannot happen in the left hand figure, the opening o being much smaller than the shaded object n m.
It is impossible that the images of objects should be seen between the objects and the openings through which the images of these bodies are admitted; and this is plain, because where the atmosphere is illuminated these images are not formed visibly.
When the images are made double by mutually crossing each other they are invariably doubly as dark in tone. To prove this let d e h be such a doubling which although it is only seen within the space between the bodies in b and i this will not hinder its being seen from f g or from f m; being composed of the images a b i k which run together in d e h.
[Footnote: 81. On the original diagram at the beginning of this chapter Leonardo has written "azurro" (blue) where in the facsimile I have marked A, and "giallo" (yellow) where B stands.]
[Footnote: 15—23. These lines stand between the diagrams I and III.]
[Footnote: 24—53. These lines stand between the diagrams I and II.]
[Footnote: 54—97 are written along the left side of diagram I.]
82.
An experiment showing that though the pupil may not be moved from its position the objects seen by it may appear to move from their places.
If you look at an object at some distance from you and which is below the eye, and fix both your eyes upon it and with one hand firmly hold the upper lid open while with the other you push up the under lid—still keeping your eyes fixed on the object gazed at—you will see that object double; one [image] remaining steady, and the other moving in a contrary direction to the pressure of your finger on the lower eyelid. How false the opinion is of those who say that this happens because the pupil of the eye is displaced from its position.
How the above mentioned facts prove that the pupil acts upside down in seeing.
[Footnote: 82. 14—17. The subject indicated by these two headings is fully discussed in the two chapters that follow them in the original; but it did not seem to me appropriate to include them here.]
Demostration of perspective by means of a vertical gla** plane (83-85).
83.
OF THE PLANE OF GLASS.
Perspective is nothing else than seeing place [or objects] behind a plane of gla**, quite transparent, on the surface of which the objects behind that gla** are to be drawn. These can be traced in pyramids to the point in the eye, and these pyramids are intersected on the gla** plane.
84.
Pictorial perspective can never make an object at the same distance, look of the same size as it appears to the eye. You see that the apex of the pyramid f c d is as far from the object c d as the same point f is from the object a b; and yet c d, which is the base made by the painter's point, is smaller than a b which is the base of the lines from the objects converging in the eye and refracted at s t, the surface of the eye. This may be proved by experiment, by the lines of vision and then by the lines of the painter's plumbline by cutting the real lines of vision on one and the same plane and measuring on it one and the same object.
85.
PERSPECTIVE.
The vertical plane is a perpendicular line, imagined as in front of the central point where the apex of the pyramids converge. And this plane bears the same relation to this point as a plane of gla** would, through which you might see the various objects and draw them on it. And the objects thus drawn would be smaller than the originals, in proportion as the distance between the gla** and the eye was smaller than that between the gla** and the objects.
PERSPECTIVE.
The different converging pyramids produced by the objects, will show, on the plane, the various sizes and remoteness of the objects causing them.
PERSPECTIVE.
All those horizontal planes of which the extremes are met by perpendicular lines forming right angles, if they are of equal width the more they rise to the level of eye the less this is seen, and the more the eye is above them the more will their real width be seen.
PERSPECTIVE.
The farther a spherical body is from the eye the more you will see of it.
The angle of sight varies with the distance (86-88)
86.
A simple and natural method; showing how objects appear to the eye without any other medium.
The object that is nearest to the eye always seems larger than another of the same size at greater distance. The eye m, seeing the spaces o v x, hardly detects the difference between them, and the. reason of this is that it is close to them [Footnote 6: It is quite inconceivable to me why M. RAVAISSON, in a note to his French translation of this simple pa**age should have remarked: Il est clair que c'est par erreur que Leonard a ècrit per esser visino au lieu de per non esser visino. (See his printed ed. of MS. A. p. 38.)]; but if these spaces are marked on the vertical plane n o the space o v will be seen at o r, and in the same way the space v x will appear at r q. And if you carry this out in any place where you can walk round, it will look out of proportion by reason of the great difference in the spaces o r and r q. And this proceeds from the eye being so much below [near] the plane that the plane is foreshortened. Hence, if you wanted to carry it out, you would have [to arrange] to see the perspective through a single hole which must be at the point m, or else you must go to a distance of at least 3 times the height of the object you see. The plane o p being always equally remote from the eye will reproduce the objects in a satisfactory way, so that they may be seen from place to place.
87.
How every large ma** sends forth its images, which may diminish through infinity.
The images of any large ma** being infinitely divisible may be infinitely diminished.
88.
Objects of equal size, situated in various places, will be seen by different pyramids which will each be smaller in proportion as the object is farther off.
89.
Perspective, in dealing with distances, makes use of two opposite pyramids, one of which has its apex in the eye and the base as distant as the horizon. The other has the base towards the eye and the apex on the horizon. Now, the first includes the [visible] universe, embracing all the ma** of the objects that lie in front of the eye; as it might be a vast landscape seen through a very small opening; for the more remote the objects are from the eye, the greater number can be seen through the opening, and thus the pyramid is constructed with the base on the horizon and the apex in the eye, as has been said. The second pyramid is extended to a spot which is smaller in proportion as it is farther from the eye; and this second perspective [= pyramid] results from the first.
90.
SIMPLE PERSPECTIVE.
Simple perspective is that which is constructed by art on a vertical plane which is equally distant from the eye in every part. Complex perspective is that which is constructed on a ground-plan in which none of the parts are equally distant from the eye.
91.
PERSPECTIVE.
No surface can be seen exactly as it is, if the eye that sees it is not equally remote from all its edges.
92.
WHY WHEN AN OBJECT IS PLACED CLOSE TO THE EYE ITS EDGES ARE INDISTINCT.
When an object opposite the eye is brought too close to it, its edges must become too confused to be distinguished; as it happens with objects close to a light, which cast a large and indistinct shadow, so is it with an eye which estimates objects opposite to it; in all cases of linear perspective, the eye acts in the same way as the light. And the reason is that the eye has one leading line (of vision) which dilates with distance and embraces with true discernment large objects at a distance as well as small ones that are close. But since the eye sends out a multitude of lines which surround this chief central one and since these which are farthest from the centre in this cone of lines are less able to discern with accuracy, it follows that an object brought close to the eye is not at a due distance, but is too near for the central line to be able to discern the outlines of the object. So the edges fall within the lines of weaker discerning power, and these are to the function of the eye like dogs in the chase which can put up the game but cannot take it. Thus these cannot take in the objects, but induce the central line of sight to turn upon them, when they have put them up. Hence the objects which are seen with these lines of sight have confused outlines.
The relative size of objects with regard to their distance from the eye (93-98).
93.
PERSPECTIVE.
Small objects close at hand and large ones at a distance, being seen within equal angles, will appear of the same size.
94.
PERSPECTIVE.
There is no object so large but that at a great distance from the eye it does not appear smaller than a smaller object near.
95.
Among objects of equal size that which is most remote from the eye will look the smallest. [Footnote: This axiom, sufficiently clear in itself, is in the original illustrated by a very large diagram, constructed like that here reproduced under No. 108.
The same idea is repeated in C. A. I a; I a, stated as follows: Infra le cose d'equal grandeza quella si dimostra di minor figura che sara più distante dall' ochio.—]
96.
Why an object is less distinct when brought near to the eye, and why with spectacles, or without the naked eye sees badly either close or far off [as the case may be].
97.
PERSPECTIVE.
Among objects of equal size, that which is most remote from the eye will look the smallest.
98.
PERSPECTIVE.
No second object can be so much lower than the first as that the eye will not see it higher than the first, if the eye is above the second.
PERSPECTIVE.
And this second object will never be so much higher than the first as that the eye, being below them, will not see the second as lower than the first.
PERSPECTIVE.
If the eye sees a second square through the centre of a smaller one, that is nearer, the second, larger square will appear to be surrounded by the smaller one.
PERSPECTIVE—PROPOSITION.
Objects that are farther off can never be so large but that those in front, though smaller, will conceal or surround them.
DEFINITION.
This proposition can be proved by experiment. For if you look through a small hole there is nothing so large that it cannot be seen through it and the object so seen appears surrounded and enclosed by the outline of the sides of the hole. And if you stop it up, this small stopping will conceal the view of the largest object.
The apparent size of objects defined by calculation (99-105)
99.
OF LINEAR PERSPECTIVE.
Linear Perspective deals with the action of the lines of sight, in proving by measurement how much smaller is a second object than the first, and how much the third is smaller than the second; and so on by degrees to the end of things visible. I find by experience that if a second object is as far beyond the first as the first is from the eye, although they are of the same size, the second will seem half the size of the first and if the third object is of the same size as the 2nd, and the 3rd is as far beyond the second as the 2nd from the first, it will appear of half the size of the second; and so on by degrees, at equal distances, the next farthest will be half the size of the former object. So long as the space does not exceed the length of 20 braccia. But, beyond 20 braccia figures of equal size will lose 2/4 and at 40 braccia they will lose 9/10, and 19/20 at 60 braccia, and so on diminishing by degrees. This is if the picture plane is distant from you twice your own height. If it is only as far off as your own height, there will be a great difference between the first braccia and the second.
[Footnote: This chapter is included in DUFRESNE'S and MANZI'S editions of the Treatise on Painting. H. LUDWIG, in his commentary, calls this chapter "eines der wichtigsten im ganzen Tractat", but at the same time he a**erts that its substance has been so completely disfigured in the best MS. copies that we ought not to regard Leonardo as responsible for it. However, in the case of this chapter, the old MS. copies agree with the original as it is reproduced above. From the chapters given later in this edition, which were written at a subsequent date, it would appear that Leonardo corrected himself on these points.]
100.
OF THE DIMINUTION OF OBJECTS AT VARIOUS DISTANCES.
A second object as far distant from the first as the first is from the eye will appear half the size of the first, though they be of the same size really.
OF THE DEGREES OF DIMINUTION.
If you place the vertical plane at one braccio from the eye, the first object, being at a distance of 4 braccia from your eye will diminish to 3/4 of its height at that plane; and if it is 8 braccia from the eye, to 7/8; and if it is 16 braccia off, it will diminish to 15/16 of its height and so on by degrees, as the space doubles the diminution will double.
101.
Begin from the line m f with the eye below; then go up and do the same with the line n f, then with the eye above and close to the 2 gauges on the ground look at m n; then as c m is to m n so will n m be to n s.
If a n goes 3 times into f b, m p will do the same into p g. Then go backwards so far as that c d goes twice into a n and p g will be equal to g h. And m p will go into h p as often as d c into o p.
[Footnote: The first three lines are unfortunately very obscure.]
102.
I GIVE THE DEGREES OF THE OBJECTS SEEN BY THE EYE AS THE MUSICIAN DOES THE NOTES HEARD BY THE EAR.
Although the objects seen by the eye do, in fact, touch each other as they recede, I will nevertheless found my rule on spaces of 20 braccia each; as a musician does with notes, which, though they can be carried on one into the next, he divides into degrees from note to note calling them 1st, 2nd, 3rd, 4th, 5th; and has affixed a name to each degree in raising or lowering the voice.
103.
PERSPECTIVE.
Let f be the level and distance of the eye; and a the vertical plane, as high as a man; let e be a man, then I say that on the plane this will be the distance from the plane to the 2nd man.
104.
The differences in the diminution of objects of equal size in consequence of their various remoteness from the eye will bear among themselves the same proportions as those of the spaces between the eye and the different objects.
Find out how much a man diminishes at a certain distance and what its length is; and then at twice that distance and at 3 times, and so make your general rule.
105.
The eye cannot judge where an object high up ought to descend.
106.
PERSPECTIVE.
If two similar and equal objects are placed one beyond the other at a given distance the difference in their size will appear greater in proportion as they are nearer to the eye that sees them. And conversely there will seem to be less difference in their size in proportion as they are remote from the eve.
This is proved by the proportions of their distances among themselves; for, if the first of these two objects were as far from the eye, as the 2nd from the first this would be called the second proportion: since, if the first is at 1 braccia from the eye and the 2nd at two braccia, two being twice as much as one, the first object will look twice as large as the second. But if you place the first at a hundred braccia from you and the second at a hundred and one, you will find that the first is only so much larger than the second as 100 is less than 101; and the converse is equally true. And again, the same thing is proved by the 4th of this book which shows that among objects that are equal, there is the same proportion in the diminution of the size as in the increase in the distance from the eye of the spectator.
On natural perspective (107—109).
107.
OF EQUAL OBJECTS THE MOST REMOTE LOOK THE SMALLEST.
The practice of perspective may be divided into … parts [Footnote 4: in … parte. The space for the number is left blank in the original.], of which the first treats of objects seen by the eye at any distance; and it shows all these objects just as the eye sees them diminished, without obliging a man to stand in one place rather than another so long as the plane does not produce a second foreshortening.
But the second practice is a combination of perspective derived partly from art and partly from nature and the work done by its rules is in every portion of it, influenced by natural perspective and artificial perspective. By natural perspective I mean that the plane on which this perspective is represented is a flat surface, and this plane, although it is parallel both in length and height, is forced to diminish in its remoter parts more than in its nearer ones. And this is proved by the first of what has been said above, and its diminution is natural. But artificial perspective, that is that which is devised by art, does the contrary; for objects equal in size increase on the plane where it is foreshortened in proportion as the eye is more natural and nearer to the plane, and as the part of the plane on which it is figured is farther from the eye.
And let this plane be d e on which are seen 3 equal circles which are beyond this plane d e, that is the circles a b c. Now you see that the eye h sees on the vertical plane the sections of the images, largest of those that are farthest and smallest of the nearest.
108.
Here follows what is wanting in the margin at the foot on the other side of this page.
Natural perspective acts in a contrary way; for, at greater distances the object seen appears smaller, and at a smaller distance the object appears larger. But this said invention requires the spectator to stand with his eye at a small hole and then, at that small hole, it will be very plain. But since many (men's) eyes endeavour at the same time to see one and the same picture produced by this artifice only one can see clearly the effect of this perspective and all the others will see confusion. It is well therefore to avoid such complex perspective and hold to simple perspective which does not regard planes as foreshortened, but as much as possible in their proper form. This simple perspective, in which the plane intersects the pyramids by which the images are conveyed to the eye at an equal distance from the eye is our constant experience, from the curved form of the pupil of the eye on which the pyramids are intersected at an equal distance from the visual virtue.
[Footnote 24: la prima di sopra i. e. the first of the three diagrams which, in the original MS., are placed in the margin at the beginning of this chapter.]
109.
OF A MIXTURE OF NATURAL AND ARTIFICIAL PERSPECTIVE.
This diagram distinguishes natural from artificial perspective. But before proceeding any farther I will define what is natural and what is artificial perspective. Natural perspective says that the more remote of a series of objects of equal size will look the smaller, and conversely, the nearer will look the larger and the apparent size will diminish in proportion to the distance. But in artificial perspective when objects of unequal size are placed at various distances, the smallest is nearer to the eye than the largest and the greatest distance looks as though it were the least of all; and the cause of this is the plane on which the objects are represented; and which is at unequal distances from the eye throughout its length. And this diminution of the plane is natural, but the perspective shown upon it is artificial since it nowhere agrees with the true diminution of the said plane. Whence it follows, that when the eye is somewhat removed from the [station point of the] perspective that it has been gazing at, all the objects represented look monstrous, and this does not occur in natural perspective, which has been defined above. Let us say then, that the square a b c d figured above is foreshortened being seen by the eye situated in the centre of the side which is in front. But a mixture of artificial and natural perspective will be seen in this tetragon called el main [Footnote 20: el main is quite legibly written in the original; the meaning and derivation of the word are equally doubtful.], that is to say e f g h which must appear to the eye of the spectator to be equal to a b c d so long as the eye remains in its first position between c and d. And this will be seen to have a good effect, because the natural perspective of the plane will conceal the defects which would [otherwise] seem monstrous.
III.
Six books on Light and Shade.
Linear Perspective cannot be immediately followed by either the "prospettiva de' perdimenti" or the "prospettiva de' colori" or the aerial perspective; since these branches of the subject presuppose a knowledge of the principles of Light and Shade. No apology, therefore, is here needed for placing these immediately after Linear Perspective.
We have various plans suggested by Leonardo for the arrangement of the ma** of materials treating of this subject. Among these I have given the preference to a scheme propounded in No. III, because, in all probability, we have here a final and definite purpose expressed. Several authors have expressed it as their opinion that the Paris Man*script C is a complete and finished treatise on Light and Shade. Certainly, the Principles of Light and Shade form by far the larger portion of this MS. which consists of two separate parts; still, the materials are far from being finally arranged. It is also evident that he here investigates the subject from the point of view of the Physicist rather than from that of the Painter.
The plan of a scheme of arrangement suggested in No. III and adopted by me has been strictly adhered to for the first four Books. For the three last, however, few materials have come down to us; and it must be admitted that these three Books would find a far more appropriate place in a work on Physics than in a treatise on Painting. For this reason I have collected in Book V all the chapters on Reflections, and in Book VI I have put together and arranged all the sections of MS. C that belong to the book on Painting, so far as they relate to Light and Shade, while the sections of the same MS. which treat of the "Prospettiva de' perdimenti" have, of course, been excluded from the series on Light and Shade.
[Footnote III: This text has already been published with some slight variations in Dozio's pamphlet Degli scritti e disegni di Leonardo da Vinci, Milan 1871, pp. 30—31. Dozio did not transcribe it from the original MS. which seems to have remained unknown to him, but from an old copy (MS. H. 227 in the Ambrosian Library).]
GENERAL INTRODUCTION.
Prolegomena.
110.
You must first explain the theory and then the practice. First you must describe the shadows and lights on opaque objects, and then on transparent bodies.
Scheme of the books on Light and shade.
111.
INTRODUCTION.
[Having already treated of the nature of shadows and the way in which they are cast [Footnote 2: Avendo io tractato.—We may suppose that he here refers to some particular MS., possibly Paris C.], I will now consider the places on which they fall; and their curvature, obliquity, flatness or, in short, any character I may be able to detect in them.]
Shadow is the obstruction of light. Shadows appear to me to be of supreme importance in perspective, because, without them opaque and solid bodies will be ill defined; that which is contained within their outlines and their boundaries themselves will be ill-understood unless they are shown against a background of a different tone from themselves. And therefore in my first proposition concerning shadow I state that every opaque body is surrounded and its whole surface enveloped in shadow and light. And on this proposition I build up the first Book. Besides this, shadows have in themselves various degrees of darkness, because they are caused by the absence of a variable amount of the luminous rays; and these I call Primary shadows because they are the first, and inseparable from the object to which they belong. And on this I will found my second Book. From these primary shadows there result certain shaded rays which are diffused through the atmosphere and these vary in character according to that of the primary shadows whence they are derived. I shall therefore call these shadows Derived shadows because they are produced by other shadows; and the third Book will treat of these. Again these derived shadows, where they are intercepted by various objects, produce effects as various as the places where they are cast and of this I will treat in the fourth Book. And since all round the derived shadows, where the derived shadows are intercepted, there is always a space where the light falls and by reflected dispersion is thrown back towards its cause, it meets the original shadow and mingles with it and modifies it somewhat in its nature; and on this I will compose my fifth Book. Besides this, in the sixth Book I will investigate the many and various diversities of reflections resulting from these rays which will modify the original [shadow] by [imparting] some of the various colours from the different objects whence these reflected rays are derived. Again, the seventh Book will treat of the various distances that may exist between the spot where the reflected rays fall and that where they originate, and the various shades of colour which they will acquire in falling on opaque bodies.
Different principles and plans of treatment (112—116).
112.
First I will treat of light falling through windows which I will call Restricted [Light] and then I will treat of light in the open country, to which I will give the name of diffused Light. Then I will treat of the light of luminous bodies.
113.
OF PAINTING.
The conditions of shadow and light [as seen] by the eye are 3. Of these the first is when the eye and the light are on the same side of the object seen; the 2nd is when the eye is in front of the object and the light is behind it. The 3rd is when the eye is in front of the object and the light is on one side, in such a way as that a line drawn from the object to the eye and one from the object to the light should form a right angle where they meet.
114.
OF PAINTING.
This is another section: that is, of the nature of a reflection (from) an object placed between the eye and the light under various aspects.
115.
OF PAINTING.
As regards all visible objects 3 things must be considered. These are the position of the eye which sees: that of the object seen [with regard] to the light, and the position of the light which illuminates the object, b is the eye, a the object seen, c the light, a is the eye, b the illuminating body, c is the illuminated object.
116.
Let a be the light, b the eye, c the object seen by the eye and in the light. These show, first, the eye between the light and the body; the 2nd, the light between the eye and the body; the 3rd the body between the eye and the light, a is the eye, b the illuminated object, c the light.
117.
OF PAINTING.
OF THE THREE KINDS OF LIGHT THAT ILLUMINATE OPAQUE BODIES.
The first kind of Light which may illuminate opaque bodies is called Direct light—as that of the sun or any other light from a window or flame. The second is Diffused [universal] light, such as we see in cloudy weather or in mist and the like. The 3rd is Subdued light, that is when the sun is entirely below the horizon, either in the evening or morning.
118.
OF LIGHT.
The lights which may illuminate opaque bodies are of 4 kinds. These are: diffused light as that of the atmosphere, within our horizon. And Direct, as that of the sun, or of a window or door or other opening. The third is Reflected light; and there is a 4th which is that which pa**es through [semi] transparent bodies, as linen or paper or the like, but not transparent like gla**, or crystal, or other diaphanous bodies, which produce the same effect as though nothing intervened between the shaded object and the light that falls upon it; and this we will discuss fully in our discourse.
Definition of the nature of shadows (119—122).
119.
WHAT LIGHT AND SHADOW ARE.
Shadow is the absence of light, merely the obstruction of the luminous rays by an opaque body. Shadow is of the nature of darkness. Light [on an object] is of the nature of a luminous body; one conceals and the other reveals. They are always a**ociated and inseparable from all objects. But shadow is a more powerful agent than light, for it can impede and entirely deprive bodies of their light, while light can never entirely expel shadow from a body, that is from an opaque body.
120.
Shadow is the diminution of light by the intervention of an opaque body. Shadow is the counterpart of the luminous rays which are cut off by an opaque body.
This is proved because the shadow cast is the same in shape and size as the luminous rays were which are transformed into a shadow.
121.
Shadow is the diminution alike of light and of darkness, and stands between darkness and light.
A shadow may be infinitely dark, and also of infinite degrees of absence of darkness.
The beginnings and ends of shadow lie between the light and darkness and may be infinitely diminished and infinitely increased. Shadow is the means by which bodies display their form.
The forms of bodies could not be understood in detail but for shadow.
122.
OF THE NATURE OF SHADOW.
Shadow partakes of the nature of universal matter. All such matters are more powerful in their beginning and grow weaker towards the end, I say at the beginning, whatever their form or condition may be and whether visible or invisible. And it is not from small beginnings that they grow to a great size in time; as it might be a great oak which has a feeble beginning from a small acorn. Yet I may say that the oak is most powerful at its beginning, that is where it springs from the earth, which is where it is largest (To return:) Darkness, then, is the strongest degree of shadow and light is its least. Therefore, O Painter, make your shadow darkest close to the object that casts it, and make the end of it fading into light, seeming to have no end.
Of the various kinds of shadows. (123-125).
123.
Darkness is absence of light. Shadow is diminution of light. Primitive shadow is that which is inseparable from a body not in the light. Derived shadow is that which is disengaged from a body in shadow and pervades the air. A cast transparent shadow is that which is surrounded by an illuminated surface. A simple shadow is one which receives no light from the luminous body which causes it. A simple shadow begins within the line which starts from the edge of the luminous body a b.
124.
A simple shadow is one where no light at all interferes with it.
A compound shadow is one which is somewhat illuminated by one or more lights.
125.
WHAT IS THE DIFFERENCE BETWEEN A SHADOW THAT IS INSEPARABLE FROM A BODY AND A CAST SHADOW?
An inseparable shadow is that which is never absent from the illuminated body. As, for instance a ball, which so long as it is in the light always has one side in shadow which never leaves it for any movement or change of position in the ball. A separate shadow may be and may not be produced by the body itself. Suppose the ball to be one braccia distant from a wall with a light on the opposite side of it; this light will throw upon the wall exactly as broad a shadow as is to be seen on the side of the ball that is turned towards the wall. That portion of the cast shadow will not be visible when the light is below the ball and the shadow is thrown up towards the sky and finding no obstruction on its way is lost.
126.
HOW THERE ARE 2 KINDS OF LIGHT, ONE SEPARABLE FROM, AND THE OTHER INSEPARABLE FROM BODIES.
Of the various kinds of light (126, 127).
Separate light is that which falls upon the body. Inseparable light is the side of the body that is illuminated by that light. One is called primary, the other derived. And, in the same way there are two kinds of shadow:—One primary and the other derived. The primary is that which is inseparable from the body, the derived is that which proceeds from the body conveying to the surface of the wall the form of the body causing it.
127.
How there are 2 different kinds of light; one being called diffused, the other restricted. The diffused is that which freely illuminates objects. The restricted is that which being admitted through an opening or window illuminates them on that side only.
[Footnote: At the spot marked A in the first diagram Leonardo wrote lume costretto (restricted light). At the spot B on the second diagram he wrote lume libero (diffused light).]
General remarks (128. 129).
128.
Light is the chaser away of darkness. Shade is the obstruction of light. Primary light is that which falls on objects and causes light and shade. And derived lights are those portions of a body which are illuminated by the primary light. A primary shadow is that side of a body on which the light cannot fall.
The general distribution of shadow and light is that sum total of the rays thrown off by a shaded or illuminated body pa**ing through the air without any interference and the spot which intercepts and cuts off the distribution of the dark and light rays.
And the eye can best distinguish the forms of objects when it is placed between the shaded and the illuminated parts.
129.